Broker Check

About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best help their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

For more information about LPL Financial, visit

* As reported in Financial Planning magazine 1996-2015, based on total revenues.

Additional Information

Because LPL Financial doesn’t offer proprietary products and doesn’t engage in investment banking activities, we are able to provide unbiased investment recommendations that integrate a broad scope of investment products, including stocks, bonds, annuities, and mutual funds.

Advisors who work with LPL Financial have direct access to a team of analysts and to tools and technology designed to help increase the value and impact of our independent research.  These resources help advisors who work with LPL Financial focus on client relationships and investment strategies.

LPL Financial has risen to prominence driven by a commitment to independence, excellence, and four key tenets we believe are essential to pursuing your financial goals:

Solid, unbiased advice

Meaningful, timely information and research

Easy access to value-added investments and services

Unparalleled client service

Advisors who work with LPL Financial can deliver all of these to you, backed by the support of our technology, comprehensive training programs, and dedicated personnel.  As LPL Financial moves forward, we remain committed to leading the independent brokerage business. Most importantly, we continue to set the highest standards in every aspect of supporting financial advisors, so that they may help you realize a new standard for your financial future.